b 'l fre, 2 *) · 2018-09-26 · clh,è(r' @e ua h ñtt u n v ¿s 3j ecr<...
TRANSCRIPT
\q q
DATB
uUÙE¡
¡ C lolS¡o
(
TIMI' I]uc^
t,toRl( S'I'¡\'TIO 3 LOG
N TII,IB E D PETtSOi.l DOING JOB
¿,<
L(
arCKeÒ lrlt"/îoÐZ-
k
/{ ß
bh)
2 It
¿(
tLL ôJ
(Ð rf
lt tlDL
L
4
It
k
?
k
¿(
6
/¿
l.
?
af
50JL
L
tt
tl
/¿ DZ
',
ue /( ->
,fu2/ÒO ¿¿-/e(,¡ U
S Tr¿-r(e orcCA^-/ù
/ S4ù€() ,t/ c(+ ¡ tut)l,qeJo/ ,v30
au¿-D#:-
CX ¿- CK
S->¿Dtlo7e
^J¿
54ta € A
'L fre,( tre*)/
ss- 5/
(
¡?48JÈ#EDû-.1 ;
U 36
lcr NilorPetc
u
v+
Co Â./ (/¿tL (€
olLêt t'¡
T
CONFIDENTIAL: SIPC vs. BLMIS
þ¡ ^r'fo
o
MADTSSOOg98885
TX223 Page 73 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 1 of 35
T.¡ORKST¡\TION 3 LOG
PROCEDURN 1!!1!_E'1GÀU.TII4D DN DED PENSON DOING J
DATE
^J
pl o
LJL l D
7l/ h
¿a
e_
în¿e- ¿(
¿t
t4
t(
2
4t¿
&
nk
L(
I 't
J-V
r ll
k
lc
lt/ Ll(
L<
¿(
¿(
/U /.f "rft'u€ ¿(
((
tLJL tl
7
I'U
¿/
7
( ç
k
,(
'l
4t(
4
',
¿t
4
("/ tt ,ltlz
4Ht7 qz
Irnl Zfü>/t? I
/e /J0 Þt
()
5-¡ fD /? ü3
C JD¿í €JJ -t
tnl3t€3st-t I
l,l zÇTt¿ r(cRla /¿7'rct)o(L 7rC
fr.ç-lo
T0óÒ2'0oD3 L/A.le/LßooçJ P //l5eZ(loV€S 4h-z#{ L
rte lItl.l L
lu3ôA fztc' tluJe
Ò/Lle-
6o /€oq (se /4
s CT ü,/ J#'7H¿7
/ #J
CHe<.rs Ø
\
CONFIDENTIAL: SIPC vs. BLMIS
,+f 4tt
MADTSSOO998886
TX223 Page 74 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 2 of 35
ßP^TT.
plrocEqgRn JIxE-ytGÀU 'Írt4E EI'IDED
C-Ð ¿D0Jt
q
0
\.l0nt(s'l'A'I 3 l,OG
[r,¿
I'Enb ON DOING JOB
¿¿7LI
â /e t( l(
G L(
46oue/Z €, lc ¿.
k
/Lu b
duu Z
l( ç
TJGIr
I.t
/\
l-t
¿1
q
Lt
L7
v
tr
L
oJ
lttl
t(
ta
tlz¿/
4
u
-)dùett<
'I
¿,
:'k ' L(
rt^o , rr¿1
?
a),
k
1
o u e/L2(t
Llb/// /ftCçfA 3t
/C€ l(4a ¿â
(DAfet
-/ Áây'Cft t
Ás-/7ul' fz5(
7Dâ/{
sA tþ'#*t€CcTl
ù /eel //#/ 5
'r A hL
J
Eur)( Ðer €
tIìcda4 ,$c
Su J**a5- zL-x ç+
n0l STL#7-zþr t7
¿ttl( t'J I'1,'J Ot^)ol,4///CeLl
s7c rLcп-/¿,(I \trÞ l\-
Þ -J0^Joa//ÒLF/uf
tro(.a il5
CONFIDENTIAL: SIPC vs. BLMIS
lL ¿T Lrs lt\ k
MADTSSOO998887
TX223 Page 75 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 3 of 35
t"lolìl(s'r¡\T ION 3
P^TE PnocEDunE
åu
VP D ATt
,rrl,lE ENDED ryns',oH-UO:tsç--{-9!'
ø1. A oJ
'II}lD BDGA
I
¡
¡
5 ,r
lt
tl
l// b¿lÐ
eS
zkIt
¿4 h/Luz
wt t1
LòZ L(
ë¿
(l
at
lt
A ùJtl
lf
l\
,,
3ù L
o Vv/L4
¿./
L(
t(
It
tttÀLIJ
¿J
'f
t\
It
t-
t-Do2L
/(ÞD6Ò4zAsHt 7
ft?.' t', €tSEftD ¿5'(tt d
s(- +/?D /es7//o /-7 t
S( //e e75-/b #¿QA 5H tz
o A/- q/A-/(
^JCl,4c
CP ùFt e^/Jrr-ñ
-/ r'(aq<t-roLl tlu
fâ/S./LIâD t7L
r.lJ
t64s tþ
^s (-e,
brlo tR
7uÞ ø1Ac.tlèo
clh ,è(r'
uA@eñttH
Nu 3Jv ¿SeCr<
CONFIDENTIAL: SIPC vs. BLMIS
-)
t >t tr6
MADTSSOO998888
TX223 Page 76 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 4 of 35
lclqç \.¡ORI(STATI 3 IJOG
RN 'T'IME DEC'\N TII4lr trNDED
CøPl DDATE
A )
ÐQLt7
P
k
L(
A LLl.Ía
L ALL 0
C t^) *2/l^)
L7
k
u
Ç
e
k ô
lL,(4u d/'P t\ It
ù-
-
Lt
d
Lt
4
q
\¿(
a
d
lc
t(
4
kl 6
D L4J L
l1
<'-
l.¿
dL
(-uÐoP
o
Iv70
7 AU so)3
I(l
tl
u
MADTSSOO99888J
ItrUüG,
¡4e 2^Jt
¡-
az^-LH t
¿1f¿ ?3/r s
e)lacr //1//0
lLe tS¡2eye
S /2.
I
C H ecFtA 1D(¿
r> #3IIÐ dI -tr+R¡-à, €r5 23r+
rL
54le)( ü/
( 5l¿z-/ /1 I? /o r¿-/ Ie Þfc
eru¿ Dr¡¿eSI¿?z Q-
l-t #t
æsu?04l
3-/Føút/
5 H tat) o tLl¿t
5
t+N
ã^à2Tr*Dt1
255
CONFIDENTIAL: SIPC vs. BLMIS
T() +// It
TX223 Page 77 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 5 of 35
tqq <\-IORKSTATI ON 3 LOG
a
tDz
tl
tt
r)2-It
3 Ct)L
DATI, PROCEDURN ):rt.t¡r DIIGàE . ''rrllE ENDED PETTSON DOI NG JOB
f,t A5 ZZ lr
,llt
C^\ Ò
7 l,t) ¿
2tt
¿t
TL
rl
af
tl
lt
1l
2 øbl Q)õ
L7 P?\)
t4GTS. (.
tl 2-
Co^tî'Ð
ab
'í- o l¿"/ z rÌ¿uto
S-, K 's/., î aIa<
CF L ßr-Cu stP (
:4
e
tl
3
,
rrl l.
)-7t r/
+"-5S
a?epozC K
7f{rl (tslz # +z1Ht5 Te..slea\,t rù ^)
trEr+D t1
2
BACËG
u.1t/-fDâ -Dltv
?l- >a?ç 5, ->¿#ecr r
a ?#3UY5 ls'
(0Alt*fS?¿tSÍ.Ks,er'<.2#t<itA
lTt,a ¿_/+c
J¿-//5 ,4 t/rfp 5
aLST/. tL/o¿ T S
t ?-7 rV,-t Z ÞC-þ
^/ /¿-/-tf sS<,. è€APoLf ãVeòo ttae *3
? âTt 67ete Þdt/ lrtt LIYfd.rt4lelr'l
5 l(¿P taCc,.¿t\
CONFIDENTIAL: SIPC vs. BLMIS
St P
MADTSSOO998890
TX223 Page 78 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 6 of 35
flqDTÏTE
Qo a.¡í t D
ft,| tl
-r--
\,loRl( STA'I]I 3 LOG
PnoCEDURE}-It!!--El]cÀu..IIl,lIrENDED¡]!nsouo!s-{s,8.
So"rittJ
lt It
l( I
o'.)
t(
Lt
4
L(
tu
¿t
¿<
I'L
ìr
/t
l¿
aÈf
0a
L(
'l
k
k
Lu J
u LL ð,J
tl
llrl
llT(
¿¿ ,16\'
4
.t/MADTSSOO998891
Ø
f
1'. lo'> ß''7o
Clo<J
uJ I'lêl5
O$ rá
7K /-C Ð/o il.T Iþ DíC (olu (/
tgooîHDCÀ tt/Cv¿tuu
€#z5-St-lt t 1/
>7DotV r' r¡¿ tl l
CF tUt çotr',- {-r6d )
5/-( / -?
F þutçI
D r=Ð
lv t/¿,Ò
FrqlÞCÙJ
CÐA)Tc
#ZÞl-ì Az
//ùL L3dLLP>nr tüCe,
DaTI
sk/0
Dèá
fI-Ytct
lrI
5cde'fçg
tECll
CONFIDENTIAL: SIPC vs. BLMIS
TX223 Page 79 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 7 of 35
l qqçDI\TE
COatí '
u(0!EDURIID
'r'
\.IQI],K sT^'l'IO 3 LOG
IÞIE BI]GAN 'TI14E ENDED PENSON DO JOB
wzq ?
57(c tk-D/c
¿t
3Iþ f1
v 6 ts
¿tk
k
L1
llu ¿(
LLe¿<+ît "7
o.,
Ct, (tr5
J 3
ölt,t
l(
la ,
ÞJ Z
,l
(l
lLC D tlzI ù{ ç /u2
¿/
L+
k
/t l(
¿?
L1
¿(
¿r
¿
I
II
I
I1
I0/ e
Êía ^.t
te-/ n^Ѐf,MCtrt Y
4 /as-D /'7D / 5lL€/o IC/úç
(P Ð(/3
?>îA t/KP
4e,4e^)
t( {3
7Ð
¡aJ
Ft/tTl2LA C
S
A C€
P¿^J 5 t65ln t)EAEcxs
IRÈ5t-? o
11
/ ç/LA,loa-7fSc
z_frCc/S t ?lr/. D7C
/DtA-/ es-t(â 5d¿?
2-pU 5Tæ CTCoC
L s-/6(-êrY z7-
f4Des(/s -( /t-e2UJT
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOO998892
TX223 Page 80 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 8 of 35
STA,IION 3 LOG
TIME Þ ¡IGAN TI14Itr ENDED l-glE9!-torNg-!-9!'
UJCaL /r
t,
c4> -t z llz
P NED]\TE
t2 eHo
0
l(
lc L1
Mzl<
.lt
k tt
LÙb 14
1ctA
/4
bLq
kL
lt. ¿7 eS/þl
q.J
Pü,C-(^'l
Acr JO^J
ll"
^
oJi-l ? l,/Z
Nç ¿(
à< ut ?- L(
ll
rl
I
Ir,
S¿-{l?43æ
S,g/ e
ILçLJk
/en Dt'ì Q /#z 42
ç5)^) w?-/Lp Dar¿t /-erv r
AleL \)eAS4ltfK ttcùÞLí,IC TL
2€ f f?DaírY
5 IÇot(5 -l JJPoelt
TÒÓ L1/eP5Cct
t/ t¿lcH€ffte(ç H€ 5
lÇ6 t5e
€
T
5 ll,
ø* s-/ ?r)CACK l"lJ'z¿e stLeuG
P DAí5-rrc¡
A//4 e
CONFIDENTIAL: SIPC vs. BLMIS
//, I r'e
MADTSSOO998893
TX223 Page 81 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 9 of 35
lqq sDATJJ
J l,D
\{onKS't¡\ 'l'IoN 3 LOGa
pRocpDutlE ÏIuE-llllcÀu 'Tll'lu ENDED
/o t^) 6(Lþ-t '^'
PEIISON D I JOB
az
ZL(4 € t
lrú b ti dO îtb
/'1/ zLf
L1
t¿G sôÀ
LJÇ o¡-Lt
t¡tt
l,(
t(
r(
ilzk
¿(
I.L
("
It
r(
ll
/(
lt
rl
tl ¿t
¿<
q
? q
Ð^)(
t
ÞT-DoN/ l.t o
brò1t(I ,lHÞk (ouJ t/
// C õ Je4l¿e rrelnt¿Aâ E<CLl t e¿
sD t>nodJ
#t{+/o-/ ¿tòl?1 oftpztu1í
CA€ra7ú)
()e
t]!
z'<4LTTC
¿ø lo7el€*St*eL
PD/} . /úr € rtA/heu
sNu l>3sCA
ts
eÊ-9
€
CONFIDENTIAL: SIPC vs. BLMIS
\a
MADTSSOO998894
TX223 Page 82 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 10 of 35
q4 sD'\TE
PEIISoN ,DorNG .Jq:D
trIt
t,ttl
/¡ t,
tl
Ço
b\
to
*/¿
r tò
I(.
l(
r.t
lL
CJÇ
l(
t\
ltr(
t¡
S']J
q ( {
rt
,l
t
)
)
It
tr tl
/r tt
tl
rl
Zll
I(\
/(
',
tk
a úe('2
ft()D€ul
-1ça
ßg
2¡r¡s
,s
^) (>
ç
L-CDCe1
Ooo òaò.e,/-)IHOH
,€5 ¿þzPP¡
14 +atoe^)14
+"\
v\tF^*Þ ¡'ìsl
Ytiìt8I eno ¡ r{'
e415
4)11c5
Lo lc¿+St uJeLerç/LAelÕ ß,ç_Þ
_ç-' 3 /r-s ((< c¿St/5
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOO998895
TX223 Page 83 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 11 of 35
tLl t¿ (.v-2-2{ n/trJT ÞLL-)sattù
äJ Af2ft Islf t (5Ht7 2-0 ¿l r¿ oAtJ.r)J¿" c ruLt<)+T
l^,1c/øzp/#LS-5Ðâ'ítv
L 5-/4rl /7¡,n
òcfte cptù25zle
ç lrl u' t'/5e#/ L-D9-Ks- 2-PùO ( tMÇeu<-S-ze Sft/ 7 LbJ{ d
€é;Òâ-/c/1lJLe 1,/
VF Dereu
l-l,ç-/L< -3t4
rs7-A1->?
e( DATç4 //eA11
<elJftnÞ D,+-¡- ,0.,S--lq
SI-t-l /)
tqqçP
I,IORK STÀTION LOG
RE TrME EEC^U 'TIMB ENDED lInsoN DO'!N-JOB'
Pl.
DATE
0o tJl ,D I b
0
t -z-
5
l/,tz
(/(
KJL
u?
u
l-î Uz ¿4
k
b>L.
l¡
Ul z.4
,+
¿(
q
NÇL/e 14 ?- tr
l((.
Ll ?/u
tr
u
k
¿(
t?
4
k
¿t
iJ
e
l1
a
(<
q
I
Ar€/Æ2l/
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOO998896
TX223 Page 84 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 12 of 35
ób lw3eo,cto >TT€ID
?,¿, cePPc'ÍIt-L
t+ 11 z?,1¿<f4HC üTùT
S/]c-SSrt"3D-î
?/LfVrÇ LA/o(7Íb >TC
C/Ltu6f eat4?-P ùel t,,v
t€À5t-r.
fí/Ar+1/eTCo
s3GITnG7ç
L ^J(zPÒS 2
rc l-s
{BLæS6
{-.FE DICl,L\4ul t/
\qq<D]\TE PROCEDURA
3
t^¡oRK ÀT 3 LOG
.TIME PEnSoN ,Dor[G- JoB
Ir .l
tl
lt tl
fr
T
It
t\
ßcò L¿LI't el.a z .-L
C¿
JCr¡
uG tt
,+UL(J(. It
(.ò2_
o<
(r-) z
.-, :\ow t' '/
LL
\,l
(
I
Ò
I
t{
-i'
ÞÈ
L
CONFIDENTIAL: SIPC vs. BLMIS
e
MADTSSOO998897
TX223 Page 85 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 13 of 35
- ---- . ----.-----." '
P^rE
Ç9at
t q,q, I T,fORKSTAT
'T'II,IE BEGÀN !TIME
IJOG
ENDED PETISON DOING JOD
(-)â ÔJ
tl lt
u2"t
tl
t
¿L
r(
tL
¿r
rf
l. u
lt
z.ul¡
u6It
l¡
a¿=-*trí't es
3¿{
L,u
¿(
af
Il,r
t4
w6LìL
uL¡
QZ svJALLt
//
5 36l^ 1CAætÅ,
/t4f5
9+"ez+LLl1faA^IL
c)-+ r ¡J(=€
l=latIDt1zz#sH l-? z
-a-qç7,'r,tç
¿LotC T/ieìt/ /O LlC I 2.élLLouLtk
ßcD7êelo /tlfTCþJ J r,-'âú4â d?/(L "r
^J t/ DñoteJ
voË V0ATtt-Ale->Ò #tl t¡
UPD .âre- ?3f P (e rl
(_ / ce lLpSAUC4<tSAtt 2
.r.) É{fitoJerO t'tCll r
+t4Pl,=uwr¿(Tlc
UlNG g+ÇH/1 L
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSO0998898
TX223 Page 86 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 14 of 35
e OLÒ4A//rL [4t ¿u3o-{oize /(oØ
ç/L Çre/èt¿ tAl ^)4yL/CI
9ø¿e-2oF/ll tZCt¿L Aú.¿t(a eUlJ c/.1 r
Nn'nn7-
úCt+7F2#("þltT'e^o
¿=*z1 2qA+lzsH l'l L
5Þu'lt
->7L2sEilÍ-r
o/nl¿/CELI
t 5,2òa 5lotcTCaÞ'rZ t 3o- Veo oL -¡-D
oüù cIUa
Co*t/sîL7s Ul-7 ó2^ñI,J C t-lFt DGÐeù ,ú<*1 , æ
m1A,/ú nôL! À4 -.>odr?A Ð
->o+ Lg*4'rs ú^)
- Jl'7s
llqsDATE PROCEDURE TIMD BECÀE
14onKs ATION 3 LOG
TIME D PeISon PolW
ZucÐk h
¿f
.( ¿t
¿/
lr
D
L¿
1l
lr:
t¡
('
L
tt
A I
lt
IL
7/3 tt
utl
tt
/e- //r z
Lt
q
2LcD t¡
1^J La6 ¿.(
Lt
e-u
I
l)"-'
v? Ulp t4
uL ¿'1,
(" þ'* ,\-l(^) c
ti
\-
CONFIDENTIAL: SIPC vs. BLMIS
É¿bÞ7
MADTSSOO998899
TX223 Page 87 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 15 of 35
,]'I
nqçDATD PROCEDURE
tu2
WORK ATIO 3
TIME BEGAN rr\{B DNDED LERSoN DorNG JoB
$7/1 fLcø lt
t(l,(
¿(
til 2_.(
o <¿b
L¡
l-r 1 t uc
ù
l.h/Ç k(<
L
k
t
k ¿(
abl^
a
It
?- k
llt4
UL LI
4
b AL(" o
(<
I
I
I
I
I
l'I
i
It(
z /,¿'zD /1) ¿1eC-aulu !/ al,Ùo ( (lrov
L_4€/oaT(c þfc/L//0 ê(--(
-lLt7C eff¿2¡ ?-fÐa i{e*tIt Ç
Lo¡l- 7*e¿¿tÇø a-//6tuototóo¿o ccr
28 #(¿'..ê( \*-At\-/ /JeJCQ tu
€¿Ò^/ LfLr rl#t7
bU?DA I !- 4/zL5 t4 tl<-5Cø r(/(ecÅ-/
éPs
l1 +
ù
-22 #lUP DAí t¿
PSt4t1 L
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOO99s9OO
TX223 Page 88 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 16 of 35
te Leas , ^'r{ tz
-)S& e-c /PLt¿rDt'7P,)
5n re-( ->(?/H5 l,vÐo¿{î 4t/ Þfto u€- ¿c;_ç4 z ¿Lb(é
frTLtlIq-7ù+'ÐtL,\
c\ts +3 {D\-tCIt
tClrS
a¿
t-e bç q'7ez4oe /ee St-
a. #ecþ/ vl !
ôtllo =-#o>-(,Pol/4e pl J
/ OTLtceF
^t/ -/p
-7HU?/12c
vu^)LC.-lI,J T0ooo¿oVJS/¿t
o
->v #t4 l
7)f €--PD
24CEucs 74 6+fiúl
)qq s\,IOßKST¡\TI 3
DATII PROCEDURD Trr,tE pEG^[. . :TIHE ENDE9 TERSON DCrÌ!9Æ
tuL)
k 4I
$r
e1
t+ùó)t3o
H't7
ab q
Uz /t
t1
k 1r
ubtr l1
L\ L
z rl
It ¿l
uz t(
lc ¿l
rDo 0orsio-? o I ÈÔo' o aa'L
oo o tÞ-1 o to-" o
L4
oL ?
N L'ti
k
tt
Do
,/ .>1o-7o
l.
_r
r n/
\
<- Lt 't1
Nz- Lf
r(
ll
J'lr
u,l
CONFIDENTIAL: SIPC vs. BLMIS
t(
MADTSSOO9989O1
TX223 Page 89 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 17 of 35
I
I
,-;l
I.l
J,qU L- -J O."o eç
c)^J(44
I tç
ÉLV 4l/a¿r' - t)#dtÅ.4 Ðt77 c/4cll t 5rz- t3{ -2{clteF f ({+
.ctÐAl €
t)ùtuf k-eq('ù
ECF f
c/4 ecê€e Lea s t'v Z¿cD#z/ot¿7ë 7íct€- J o At'¿€t
4le-/ ?þ I?ID ç4/<s ?'¿elt
3l'3h/t4 €
3{-tuUPD¿¡ ¿Ð
en+z(=Ê+z
a.(-R*z{c
4- L()ECG C-ZLt C.rs t-
,Z{¿ZSsTu PS+L23
a"(^
111 swoRKST^TroJ 3 IJOG
TIME Bpc^r! rIME trNDiq. LEnrywDÀTE PROC EDURA
¡.,1 r I
r.
1 ô
b
(t
¿ùZ ¿t
? re- 4 a<
(" "(
u
k4t/ e. hlz
b
a
l(
+
lzt C
lD ?/LòC t^J
lr
Z
¿t
Il4
?
¿l
+
cl
k
t¡
itt\
è+t"9I
Ir SALI
tI
r/
í,/
'
CONFIDENTIAL: SIPC vs. BLMIS
67
MADTSSOO998902
TX223 Page 90 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 18 of 35
I,loRKST¡\TroI 3 LOG
,)'D^rE pRocEpuRE TrMD ÞDGI\u '3IMtr ENDEgv-2--
PENSON DOING
R.ILfJ(
$s
çIt
¡(
ròLr^Cô>
It
Do.o Ttll
N\t oJrlL\
o,)
(f
2 5 ¡a
r(
rl
\4
r,l
L\
Olú
23
{
F
Gk( oJ
e lþL1k
iT Ò-7
0
a4
ù1
0þelÒ+
a
7
t<
aIk
vr
t7
u
/
{su ett ++r1-TRt)Þ.t{.
r-ls.C
ecltr
rrorlz"utü
3 +J-.-'PÁÐ g9
^)C"d1A)¿â c6??.ec P-ß e-r-q 7s3 " =*Ç{+d e+tl(òt C¿Jes*Ù É+t\r
JÉ.f-( r)+ ¿ùsç
ltÞ -å?'A1uz
t¿-
rc'dfoí7eLea{t *'
Òe//f5e,z¿ rL I
*o I ftoZo
er 2o PfHLu,)erU¿
t7- rLlY/|Tc t'lK
P44r'¿¿cLÌJL
,,L 4{l
1-/ rf >+s t4 1
CONFIDENTIAL: SIPC vs. BLMIS
ue
MADTSSOO9989O3
TX223 Page 91 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 19 of 35
lcft 6ö(-
1+2+I
Erã$J oF.oTllb ( Q.tVßøcpñ.4trl Ir)à or5
¿J -l- Cò 4Cq * t3ec-cåSqJ¿-,l
C+'q+ {v
1-(.
S
DTLP"AÐãS
¡t+ItTLH
feÂrò l-r Qzla=#z
pL l*I q tz¿)>>()ú^+
o+l s cP-íúe+Cqrfir
à-òI rJ -a ctJec*-s
Cxs
€(+
gs tz-rrót+
0)€fJ4q cfß A-retl+ln s
còì\)¡ô.rÈa>nþt
ect¿ s
WORKSTAT 3
TIMEDÀTE PROCEDURD TIME BDCAE
AP¿¡u l(
ENDED PEISoN DorNG JoB
L,J / KIL^J
It tì
(Ð( I.Jft¡¿l-
el'ìtc.
Þ1'
¿_
G+3
rloA
DC?
I
'lz:
Ò
2- lr
lr.
òu rl
zt tJL All SôJ
D6 olo
1)r(
¿cc
oJu\Ç
1Z
,\ rl
t,
(
-,/Ð ¡
t\I
t\
r1
rÞ-\!-N /
/
CONFIDENTIAL: SIPC vs. BLMIS
ròc
MADTSSOOgg8904
TX223 Page 92 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 20 of 35
l'^l Z-e tfir\øD ¿r-eU/Ò - þtr0>-eN ) o
e ec ACcao><)3õfo714 ?
losu /V.tlRc.v€rq(s++r
5tP-t3,C( [ 4ír,*
Ê4-+,v5/+0^/c/+rlen-ç49
-TR*) t1/ /{{.)€-3 3d
+ Ct)Cl+eu¿-c ?
P7
é2 t+
Gr+c 4
Ht1 z+P
ôce3{-\-lt?ÐIc.{¿-( t s,l.) É, t1õlI
ñ+u ât1 ++ì+11+ td?È I CtJL+!t c ¿c
3 -B/-i5
I
I^IoRKST^TIOJ 3 LOG
TIME BEGAU 'TIHE ENDED PERSON DOING JOB
#{ ¿t
P rt, ¿.
ts
L1
¿(
lc t4
¿¡c
bL./
E3 ?o r¿a 7,(ÞC 1l
rt
¿)> r/\
¿J6 .\
ó
^,r
t\ at
It
T
.r
ó>t\
l¡
ll
1( .l
òt l\ I
[ .,"*o lv
t(
CONFIDENTIAL: SIPC vs. BLMIS
l(
MADTSSO0998905
TX223 Page 93 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 21 of 35
n1 t
\Þ'r..{. y¿C-
TrME EBG^S 'TIME ENDED PEnSON DOING JOB
aL
I,IORKST 3
n
NT
ß-
¿(
I
k
kwt ,9
l< t¡
Þi7 It #t
L\ ,l
rl v\
4u €_u
t\
0.{ ò
tl
L.
/L'74 {
ftJ' e
,-
h(-t
F-CD ÞZ t'(
=ft /o #/f c{
7t
?7 to k af
14
t(
ek) Z
r(
tt
wz
L(
(.
h ,
v ?[L-2
L( Çer34er // (
2ø'ã 6v1)C t^J
'Q¡tn oÞo 6a'4¡ftotIe ^Jd -3el //t7-4 -t
( o c-oft- -î+1C.ò^){.ôt) oÈK e) rÍ+lÞP{o+'r)ö>þjoo. I { rrl
{¡Lus ê-tJ+/Iec(1s+ €¡',"3\ +!+Dt IQ*d e++ tlø>r+ 1
?3 f h/LCa{t'(1{vp '5t5/L¿ Sr(/o ¿f< (c- DTL o-+
e "J'J(o
(e çt4PtePbar e/ S/-l o ) 3=2
e Éa-olt¿ I
*t?Te_UP/-tt? ó> vtLI€S+?k +5eùú e
7D rCÒcfr-CKS
4ù€ç />lnóv
tSPLa 3Têgy'oníCt+ e ce ) ¡-c ¿4I -/ {.¿€4 f
CONFIDENTIAL: SIPC vs. BLMIS
cò
MADTSSOOg98906
TX223 Page 94 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 22 of 35
WORKSTATI LOG
DATE PROCEDURE TIME BEGAU.TIME ENDED PERSON'-DOING JOB.
11N
uz
l. ¿/-f tÒ ^)t LL îo)
L1--eù{,)C tt
top(-'
tt
t\ ù1
f tc ¿cÐ
e lctP f ',
2<
t/l<
a
(ôå r\ *
a6 Vo ¡'altl
Et Ll
,l
î(
Dø1)lt I
k
¿(
ù"-{ O t/ (. rL -)
4t1It¿ az* fuzq¿L/
F¿ a¿t(zat/cL 4-3S t-t ?
cl ¿PfaîerUA4r?2- ,4 -c(Sr¿ 7
/õ.F LI) .{cA +lrC{ì ec-Ls
.,..1, ', \t{nJ ¿s¡-tt13 g4)t
çt+ lt? L
U7¿a/.u6er//þrs/ba{/ e/oft7/{ec ì (,+ .SolZe54
4/Ò3vølLt JLUl Ce,z+6eud ' ft
/e¿qlt uL
s4u e+>+g fll4e lfrut €-/ø
et(+CôC*L+e c/,l-9
STLcf r .Çlft',t> tto?/o +
4s14 11
UL /1
Ò/e ¿{Z/c' rt-7L)Ðtl-ct<^sHe-t¿ tVP ,LC
CONFIDENTIAL: SIPC vs. BLMIS
u
0
MADTSSOO9989O7
TX223 Page 95 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 23 of 35
4 {+¡l¿3 >t 4Zt1.L413 3tîstt r?
ç+\rå ee+s?l +f &+EC -gr<+l .1f>
õATÉ{5ò
?ÃL 3 Jr 7sHI \
r-ll,u zft t<â {tL(TC €L
lL 7.-ft L4STtc ?e<-
^/ftTenfraoÚ¿ I6Cotwr'|1t o
/¿rn+vl¡.t C¡'tÎJrôe) \TrßoeeSe-
4l{ò ("?
= nr GrlÈlL<3L J e¡?òr>LontG ÒL /eÞtf
g4-oò:ltcò+C+) ec¿S
&t¿-a ÊFf?-Cvl
3IL/-{c 4-PDAT
-(aI
tqqs WORKST¡\TION 3 LOG
Til"lE BEG^[ 'TrME ENDED pnL-soH porHc ¡og
{)\1)Á ¿r
!1
k
õ ô(-- oJ
(¡
DÀTE RE
oz-)T' Ð
I
vl
t"1
t\
t\
rl
ItLr.
66 A,(
./¿ z
tl
il
A\\ ìrJtt
ÌT(eza*sr"t
1
onl
lr
.(¿(
14
¡\
,
t(
-t/ zCuetL-)
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOO998908
TX223 Page 96 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 24 of 35
Iqq sDATE PROCEDURE'Co*tí'
D
A
5
I,IORKST ATION 3
TIME BEG^N TIME D
þ
PEnbon potHc B
A oJl"òz rft
rÄzL,J U
l(
(JL 0
/,1/b LL/ ¡o
zE" ûrs
Þcrl rl
rl q
ll
w6N?-
t1LL JÊO
(.
It
|)tlz
3t t<
(^
l.t
¿(.
úJÇrxIr
+?-3ì++32
NJ
t1#tuÐ<ç,4/r',7ct/ l,/ Z33-t3#
b1A)'ISzLEz3l
lna!47zoJ esL) -tçkr zu
t4/<3-?r #7 {,DIA nle3 -3ttqÀâ Stll7 .Í+l* ?t¡ *e clcn1.ù * ecr
"+ñ+ ôhkrolstrth4 \.Èo q'Drür)€nl)
S+.1 É3* r-l L
PT+ìDTC
^J
ÈlztJ
¿ e -t U(Lù?6Ery' (øoL t^)ßt,L@-
L+EC3-
/?3-l FC4stl l"4tLcEl II
vlar Åbs-t IU
fl)rr4A.2VFLD tzC+ec*c Cft
CONFIDENTIAL: SIPC vs. BLMIS
tÐ+ E3ù 04.ô
MADTSSOO998909
TX223 Page 97 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 25 of 35
. _-..).é--,.-.
IQe'DATE PROCEDURE TIME BEGÀN
o tJllL3l
uÇ AI 5J
il
T,fORKSTÀTIOIT 3 LOG$
TIME uNDÞD lEnsoll DorW
Lu zl¡
E:"
"1,
¿¡( rl
"1r\
(J¡t lr
(.
L) A\
p.7 ò,e,r
I
a L ALLY
7
U)
t,l
G
^) B,l
ôb '1
\\ ¿l
I
2 3-7oSLl /7-3/4 ( //tl n##z-t4 Doe aL{are-t#{/7e
4zlrU Ze/
¿ilze ¿I/I C eZ4p-rc téS3lO r- cöICtlect¿s ct
Ft*rulqÑ(-++44 C ¿\¿ñ-4o eåe >l =+3
+3l *ll4-ttn
sDTLBveFq')t.le TUP5+t)31
l/J >/1e t+ /¿t e0er oZ/€ó/ rta eu>ç ,4/ <I 3 ->)+/
ULa^Jreoâre3-/Srttz+3
1 S+'-3
e3n"re.{Dùzz*3 4u
ItXDolc /-l ÒéltPA^/rcH á#/-7Dnit
+/.1(Ls +.C(J7Ç¡ecx-c c*CVL|¡+ {-ç0c:tl +..{-3le.r)rr * I
3tLr¿t àt1 1.-
{, erqfsG ++ I
CONFIDENTIAL: SIPC vs. BLMIS
3 -1rl
MADTSSOOgg8g1O
TX223 Page 98 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 26 of 35
-*- ----.ig-,.-
tq q sDÀTE P ROCEDURE
N( r(
ì1 3o
WORKSTATION 3 LOG
TIME DDGT\E .TIME ENDED PERSON DOING JOB
(¡
lt I
."/- 4 L¿
¿f
laz
LI
¿ò6
t\
ve k
(" ru
LI
14
t¡u
q
e ¿<
I
e
..1
DJ
ì
.(l(
\t,
rì r(
Þttt
t 'a
--Þ
i¡
q.
ÒU €Ê
S1-r< Propõtzr -Dlrrc_d-6aó3
hJL¿es Ie_D AíEtf 5 2t t"r¿€ îf ?ne
oLo,L eCo ata0/l,Cr''uD T1Du
:LõLl
a/,/t)s3-)o#Sþ(I ? L
þ¿rr 3-AT E-F sâ/{3-(sSrl / z6oYe
m('#73 -2/3e I //''.? a -)-l/7
+t+t3Huru ?*+leuq
4^nt \ ír c,.¿e/tl"A Êihc¡¿.fßè+l+'.'?oeH¡uLt53'/CPo (
-/i5H ?3 ç3e3ò +(-lJ&t/-s
úetfa.-l R.+) t? I+ €-40 e+ùz )\A'ì tr +\(Js +å{2-+t
þ>eessl.)
¡¡ (¡vJLoÉDA 2\/
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOOgg8g1 1
TX223 Page 99 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 27 of 35
tql C-WONKSTATION LOG
lfrME DEGÀU 'TIME ENDED !-E¡SON DOrNG JOÞ'
!l
\\ t\
At soJ
It tl
rt tt
DATE
Cu^J-íL),
3o
ô\
{^
¿(
lkt-t s o'.-J
Au
(l
tÀlt lt
I
k
L(
rC
l// >¿(
ll
¿ùt
t(
t4
t\
t4
L1
\4
(^\Ç At t-a
It tI
-:>- oÜ €(( ú
ttl Z7rS7ÙPDAíE E3>qeeç9Q.{^J ¿Jt? #=r3
-r.Rn) tl S{q¡ s>&- +3C+ ++nlu
3of? ,J
LúÈSetu+2#
lgGtLv¡3Pn Dta
t Í5- Zt?4etf{tìtu
lr-KcÞ Þ1,>ENL<.tfz#s3D
'eo r¿TézIr¿-ô.
o,L.oF??sìc,rJ?^+1f*1e.ø<
(rqO eJo =# Il?*)l 1+r^? >ò +è
'+) l-l iLry13+ r-ì 1/
+5 So*á
^f€ 6äl3zHrn?3 À"ru
eío,1. loooo
A.z6
CONFIDENTIAL: SIPC vs. BLMIS
u)t T
MADTSSOOgg8g12
TX223 Page 100 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 28 of 35
lqq IDÀTE PROCEDURE
Co ,ul'D23
I^¡ORKSTI\TION l,OG
BEGI\N TIHE ENDED PERSON DOINGT
l/11 Ll
l¿ oJtt
E3¿¡b
a6 A JoJ
2k
q
.âa<
It
fr
o/e z
,)
{Àt t,¡
t1
w
nl1
A
\(
(J
l( t
I
q{ "Jz ¿''ç'
L¿- .fùJ
D ver(
TDC ù 04..qúe-+3 rs-)+
ñq.l e+¡3+3H 11 L
rC
Dftma?-2 Þ,)//
â ,,¿?oaz t//1t t'u01r-C¿\ 3
cr+ 3 {4 e c-Ls\qù€>ú+311É>
Sr -Þt3
gzs ìrB 4\r 3zrztø€;l
)f3rePoS P
ILkz/? /€ F<+ CAJCÂ
3/trG+e.¿cR'lqOe+ttr 4s-Iq-t
r{+¿ è-+\* I
w
A"l,AÍ-TCQ_ E3tTf Z¿ t2 C)e(tú^{Pe8t¿l A
@/
u-t e t/L le /4ppd ¡¿cs4 uâ(-t2d7(Þ
7 L
CONFIDENTIAL: SIPC vs. BLMIS
,t t
MADTSSOOgg8g1 3
TX223 Page 101 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 29 of 35
$TORKST 3 LOG
TrMp BDG^B 'TrME ENDED rEnsoN D'g'l'\G JoB
t-)
h{
uJ l"
o ^JT'D14 s< ZZ
tt¿7¿/ (
L¿ o
Js
tt
It rl
13 /o ¿.o 7¿/ f
/e ¿a "-
ò>-- tf
t( 4-l
t\ V
((
fr7
J
"t4
(
za
I
I
L
uelt I
CONFIDENT AL S PC vs BLM S
TTc-
Co Ä,/ Uo{L/ct a'
2-elf¿J/14 LP 0r*í€e.t4oLo ¡4-u./ L/OL€t "¿ abPA,4 ícHO¿2(/
It<yêA{P572-TCD l7
S-n¿ A7T llst
Ð7 -/T¿ oU/ P
S4 7F-33crJ 3
Cfl 3 \le*ece¿<FEq-T"Ðec'p.¡^3¿tf€)
{¡ul++3 t+R+D .1't
L(â> +.
ls-q={þ<.
uìúkiTrpuì 2E ò /t33--, (¿tl -DtCK I fc 12e þz Þ;-DfLc
Ie^Jo' Dr,D<.t ù cHt
¡o 6>t-3(Jt3 3CftCue cl(J
L4t+1.1.e/i( t
Lì
MADTSSOOgg8g14
TX223 Page 102 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 30 of 35
tqqr ION IrOG
PROCEDURE TIME BEGÀN TIME DNDED rPRSOìl D.9IjG JOÈ
rÀa {l
h/b A LL öJl',1 Z
ÚJL
F7 "T4
DATE'-'CopT
Lt1
2t
r{o
D
o
o 65s ?2It ¿1 P
ú^:, cr(
t(
(Jl. Þtt ¡J
wL
Þ6
qGpo {ì"r
9J
?
¡-l {
e- ôt t\
rIJ
)vai4
L,ì
E1ò+ côc,+ \t'te+ec*^S.*,¡e+3 t1C+c*+-r
Ir J,ttac
5-r/ol C \ A¿utt/< Dr-C ßo3(
Þ¡¿cËS2tPw6¡fAoo¡l*z a>erlPD ( (
/ClÀlor!ò?C+leczs Ctt
b/L03 / / r c@oLLe-eT ß1{o
43/L7
ô/c(S+prcST.¡.OC,üf e2+ e4+3É/1
l"(+¿-èL
{
Lt açz te
D-r+ô /-Øt ù ILY-loD L4t)vfrtA.q
uzôKB /-5
sTch
¿t+crò 3C*z JrÔ-¡e cs-ç4¡T?+)'r ¡3
,{4rc+t3/¡s; {{*tle'¡-3 45v+ -l
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOOgg8g15
TX223 Page 103 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 31 of 35
lqq 5 WORKSTÀ 3 LOG
TrME -'EEt^[ 'TrME ENDEDDÀTE
Co,¡u í,DI- 15
J0
-I)E DOING JOB
l// Z¿¿( \ orþ
,\
t¡
/ø u7ôc
(-
¡a{
r( t(
Fs hJLJ.
6e
t(
I^J L
& (. 14
L/a A ?/
¿C
DC qrÞ
r(
i_( t(
t(
v
L( ¿1
\
tl
,\
,
Ð ta' I
7
1û
ti
a \Jl¿."t6{rcgl?+> r-? +
Céuc-LY-l)?e.r ce?tT5-/sHCCtr
' (qo e{r +è--í.tr-) tlql+t13 lsLr-7
y o Accrcr 7erô oÈKtNl.r
s7e ¿Lc,lS tItelôh,d(./-+
lu €ú¿f ?,D7â D/¿/
s ât/¿ÇIDV-lf #ZSu t? þL
plq.J ¿-lce/ó¡v,/ C&t r '-^)¿</u
â Dí"04òbus A0ej ti. à9¿-a<*r fr- azLe çrãn-t-P O+;L
3 I ¿ qoS/- 3
"^eùq R +ctA elr'lch 3 l(-sr¿e q+då
B q#;3-TÞ*) 17 (L(
t6L/ 3
4,1 S íe ecÒD¿f/tcþ CugtoolCq¿ ce
ê,zeû/LÈ I
z 48\rÒ
->q. 'iJel
CONFIDENTIAL: SIPC vs. BLMIS
(^
MADTSSOOgg8g16
TX223 Page 104 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 32 of 35
Iqq 5DATE
cÒN t/l
M d t3L {
\) 1)\
I^¡ORKS
PROCEDURE TIME BEGA{ 'TIME ENDED PE¡SON{DOI¡!.GJoB;
uLùy'"PÇ1
3 LOG
a(
1l
Ll
It k
au
uL t4
ôG \ el\s
l<
2- /'(
L(a<
DC
D(
O',t \
d>- Lt
11
t( k.:ii
ü
I
[J>- 't
33
14
Ll
) lr
-/{ q .t
t( .l
!\
âtr
¿/
c r'elL+
a
\û"\'<
øfsTt s/C.cþ C¿t Sl.F?I35el /
lþ!Qo Lon-or¿ /(ól ¿t¿otu/îz6 t ?e53-e#zH/?íe rfâtueD
,l) l,/ Dre#3c.+l eP3
Ioà
r-rFEI
/a - // -ó>-(eP¿ o{c4Cq ecr-c
4Ú?/'lR t-) (*¡e2)ee-+q+rrIPtJ 7e cKs
sté3teéUP 5IeAI -7/ -)
oÒ 12 A4e ffPDnl e
C¿>7E(",<t Itec/aÒt Q'L\è,\gò 3zh(
r¡ì€+e.ø,Ç3-J3<iÞft) t-? I
eürJrÇ .l.\ì \-ì 1-C'+t (ø slrrô-rt É-c(¿Ä
wz¿.{ s,í /cC¿5 tHe CK/l?>aT?
Àtw<lrt
CONFIDENTIAL: SIPC vs. BLMIS
lloert u
MADTSSOOgg8g17
TX223 Page 105 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 33 of 35
A7-pf7r/?f 4DI9/€ ée
U4ef 3' 1P 0 afe-/¿ e t'5n1PD4ll
¿e êlCÒ&€rv'J ÒlJb >õ'r ô/\zI?^+C4eces c
f 7ç*Yts4)Éç1.r. r.Jc-tte ),4âÈà&1A) t1
¿oeclòQ eeo n-<eutT-lft{UG3 +.44+{ (l 1-
ÇoSr?fDT C-vl-lñ-e /€r t4^DtnL/¿fÆ 'Lcþt5 /La #t{,// - #/oo
CN¿ l¿aTT tre6ec Po
lLelfvwÇPDa -¿¿\-c r^tj3 tO
Lt
1ie7u7s3 ++u>#//o
e¿2
41?ò¡4é ilqPSS_ {,
73+c4 3C+ ecKsE{.J ÉJ3
-le úorD I -)
{ s+o c-4r1vE
let\
----..----;+-- '-
)qqDÀTE
,({
ooJi .D
lo
5 YloRKsr^TroI 3 LOG
'T PENSON' DOING JOBPROCEDURE TIME BDCÀry
tk 7
?r/ E3 l(
t\
//L rZa 7Hl
([
tt lr
r( L\
L( t-\
tl>lc
E3 r t1
q
Á)6 Or-l
4
Þ\ ù\(
O( t\
ò à,- L\
DG
11
It
t(
a
I
0\
CONFIDENTIAL: SIPC vs. BLMIS
MADTSSOOgg8g18
TX223 Page 106 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 34 of 35
s I,fORKST'\TION 3 LOG(¡
DATE
G¿ nt
PROCEDUNE¿tlU
rrYE BDGÀI 'TrME ENDED I',EnSON DOING 'JOB
(À t à,.".+4-.4t4a/ /f ul
L1
r(
¿öâ-- tt
z
þ
U2r
¿c
0( flo
u(
fJL t ¡
Þ0
u1 .JJ\ \
4Lt
t(
L(
L
Lr
1L(
o vL14
k
¿.i
È'5
í3 þ¿a
¿)t '(
rl tl
\¡ ,I
r1
el
¿a,u
Ilt1cL uzçâ/ €-ttt7D6(D+r--t¡ck xøck-s
(+de{+l?{r¿ ^4fl2>3 -r-t nþl
oe+'7Cç-6fi / ? 'ì/
etr.f,4Lfl aa
¿-e lea s,Le- ç)lhe?Dar?-
e¿ t FeøDVP/73sTt(¿<IDU p
St-l r? 3TS¿r-) ,Jl+ECþ f
e¿ Jo A ú,ukt éoS../ 9/ P úItqu€,{¿4 lLe lo rL
íLoc) / ÃFtlq ^l ¿TlaÐ et
s, /+7a-?->vF17tl?Serq?s*t+4L Ettcl)? ICft 3 ee*t e.Ks
o FeÅ qtoz kv4l€c/,JJ olLu¡( ,l
>fßtl.¡sf tSÉsP.r.o ctl é)Cr¿ al42s{oI1* flDR
($4o éf1 (1¿{*s Ht
-t31 (€/tP /e)€ L€aS t '¿ q)¿?St^ ¡'t /s O¿y'ot7Hectt* I>t /< í-c Ð(5,2L,a
CONFIDENTIAL: SIPC vs. BLMIS
>Ç¿?
MADTSSOOgg8g1 9
TX223 Page 107 of 135
08-01789-smb Doc 18022-141 Filed 09/24/18 Entered 09/24/18 22:51:31 TX223 Part 3 Pg 35 of 35