236459525 e-e2011-sarte
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The shifting identity of the subject:
A psychoanalytic inquiry
John Sarte
Explorations & Education Conference
UBC Faculty of Education
Vancouver, BC
April 1, 2011
Identification and disassociation with representations are far more complicated because, as a dynamic, identifications are partial, ambivalent, and shifting. They pass through specific memories and unconscious desires and therefore are uniquely singular. (Britzman and Pitt, 1996, p. 120)
In this paper, I use psychoanalytic theory to re-consider the concept of identity. I begin
with a brief and unavoidably insufficient summary of my understanding of several Lacanian
concepts leading to questions about identity and desire. I aim to illustrate the generative
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possibilities of thinking through psychoanalysis (as well as some potential pitfalls) by
interpreting my desire and motivation to be a graduate student. Lastly, I will re-consider the
identity of the researcher within the context of a methodology that draws on psychoanalytic
theory.
Identity and desire
As the above quote from Britzman and Pitt notes, identity can be multiple and always
changing. Predicated on the existence of the unconscious limiting the ability of the conscious to
achieve total control over the psyche, psychoanalytic theories make a knowable ‘self’ much more
elusive, an interminable formation (Blackburn, 2008; Felman, 1982; Hill, 1997). In other words,
“human identity is never fixed” (Brown, 2008, p. 419). The subject or person is not created
independently but constituted by the network of language, symbols, and social relations in which
she or he finds herself or himself entangled (Dashtipour, 2009; Žižek, 2006). Identities are
constructed intersubjectively, that is, through communication among multiple subjects.
Moreover, identity shifts over time, with new experiences, in different contexts, and through the
evolution of language and symbolization (Rhedding-Jones, 2000).
Using Lacanian psychoanalytic theory, I now re-consider the subject’s identity with
respect to the Imaginary, the Symbolic, and the Real. The Imaginary concerns the idealized self,
in other words, the image that the subject hopes to see when looking at her or his reflection
(Žižek, 2006). The Symbolic is the realm of language, including letters, words, and numbers
(Hill, 1997). And the Real can be considered as whatever resists symbolization through
language (Brown, 2008). That is to say, communication through words, symbols or even images
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can never represent the Real because meaning is always incomplete, filtered and dependent on
intersubjectivity.
Identity is contingent on the big Other and the ego. Simply stated, the ‘big Other’ refers
to the symbolic space of language and gestures where subjects find themselves directed and
controlled (Hill, 1997; Zizek, 2006). The big Other, through shared language or discourse,
invisibly determines what can be said or performed.
The ego negotiates connections between the subject’s unconscious and the world (Hill,
1997). According to Lacan, there are three different versions of the ego – the ideal ego, the ego-
ideal, and the superego; these correspond to the Imaginary, the Symbolic, and the Real (Žižek,
2006). In relation to the Imaginary, there is the ideal ego which “stands for the idealized self-
image of the subject (the way I would like to be, the way I would like others to see me)” (p. 80).
The ego-ideal relates to the Symbolic and “the agency whose gaze I try to impress with my ego
image, the big Other who watches over me and impels me to give my best, the ideal I try to
follow and actualize” (p. 80). And, related to the Real, the superego is “the cruel and insatiable
agency that bombards me with impossible demands and then mocks my botched attempts to meet
them, the agency in whose eyes I am all the more guilty” (p. 80).
To illustrate how these concepts of the ego and the big Other might appear within my
work related to the motivation and desire to learn, I will consider my response to the interview
question: ‘What motivated you to take up graduate studies?’
Teacher: I have always wanted to get a PhD. Originally I thought it might be in science or engineering, but as it turned out, I am very much concerned with education. I completed a Master’s degree in 2007 and thought I would like to do more, to learn more. I suppose I also had to believe I can complete the degree.
To do this degree, I am actually earning less money than I would as a school teacher, but I’m not doing this for more money. A Master’s degree results in a pay increase but a PhD has no
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immediate financial benefit. Of course, it could provide new career opportunities in research, at the post-secondary level, or in a different city.
Thinking through psychoanalysis, within this text the big Other is apparent in the themes
I use to respond to the question. For instance, I specifically address the financial and career
considerations of pursuing graduate studies yet the question itself does not require such a
response. This theme is from the socio-symbolic space, that is, the language and gestures
common to the teacher’s world, rather than originating strictly from within the subject.
Additionally, my claim “to have always wanted to get a PhD” is, according to Lacan, the Other’s
desire (Žižek, 2006). That is to say, the teacher wants more credentials because they are
perceived as desirable by the big Other and not because credentials are intrinsically desirable.
Moreover, schooling (i.e., graduate studies) may be considered a means of becoming more
desirable to others because it leads to another degree.
Furthermore there is the smoothing over of the teacher’s narrative as the consciousness
attempts to construct a response so that the teacher may appear more like her or his ideal ego.
Hence, the teacher diminishes the financial concerns by also stating that “I’m not doing this for
more money.” But why say this at all unless, of course, money is a concern (Žižek, 2006).
Throughout the teacher’s response is the judgement of the big Other, the comparison to
the ego-ideal. According to the ego-ideal, perhaps the teacher should have more credentials,
earn more money, and aspire to a new career, different from a school teacher. Hence, underlying
the statement, “Originally I thought [the PhD] might be in science or engineering, but as it turned
out, I am very much concerned with education,” lurks the guilt over the failure to fulfill the
impossible demands of the superego. The superego criticizes the teacher by relentlessly
questioning her or his ability to be an expert in a knowledge based economy: “I suppose I also
had to believe I could complete the degree.” In this way, I attempt to understand the subject’s 5
identity as multiple and shifting, fragmented rather than cohesive, because of the tensions among
the ideal ego, ego-ideal, and superego.
How are identity and desire related?
It is desire that lies at the heart of the subject’s existence (Hill, 1997). Although desire is
often unconscious, according to psychoanalytic theory, desire is the root cause for the subject’s
actions, behaviours, and symptoms (Briton, 1997; Brown, 2008). And it is those actions,
behaviours, and symptoms that make a subject identifiable and recognizable to others (or
unidentifiable and unrecognizable). The identity of the subject and the meaning she or he
intends to communicate is intersubjectively constructed in an ongoing conversation among
subjects, the big Other, and the object of desire (Briton, 1997). Identity is not simply a
manifestation of the subject’s unconscious desire, but also an interpretation of the Other’s desire.
The subject’s identity might then shift towards being recognizable and desirable to others.
Returning to the teacher’s response to ‘What motivated you to take up graduate studies?’
it is reasonable to recommend that the subject should pursue the image of the ego-ideal. By
attempting to be whatever the big Other desire’s – a successful scholar, in this case – the guilt of
incompetence, incompleteness, and failure emanating from the superego will presumably
diminish. On the other hand, Žižek (2006) believes Lacan would not accept a life dedicated to
fulfilling the ego-ideal. Lacan identifies a fourth agency, ‘the law of desire,’ as critical to
developing a better understanding of the ego-ideal and superego. The ‘law of desire’ is
the agency that tells you to act in accord with your desire. The gap between this ‘law of desire’ and Ego-Ideal (the network of socio-symbolic norms and ideals that the subject internalizes in the course of his or her education) is crucial here. For Lacan, the seemingly benevolent agency of the Ego-Ideal that leads us to moral growth and maturity forces us to betray the ‘law of desire’ by way of adopting the ‘reasonable’ demands of the existing socio-symbolic order. (p. 81)
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Thus, the feeling of guilt from the superego emerges from the subject giving up her or his own
desire in pursuit of the ego-ideal (whatever is desirable in the eyes of the big Other). Therefore,
in order to diminish guilt, the subject must pursue her or his own desires. Of course, determining
the subject’s desire is complicated because it is often unconscious and entangled in language
(Hill, 1997).
In what ways can narratives be generated to study desire?
Since narratives produced by the subject have a tendency to abstrusely integrate the ideal
ego, ego-ideal, and superego, interpreting such narratives cannot assume a simple analysis of the
subject’s desire. Also, it should be noted that psychoanalysing a single response to an interview
question is not good research (Kvale, 1999). And psychoanalysis suggests that an interview
protocol should yield multiple stories from the subject preferably over time.
Representations of the self in participants’ narratives are never complete and, moreover,
the identities represented are changing (King, 2000). Participants’ identities evolve during the
process of constructing narratives for research purposes (Brown, 2003). When a narrative relates
to the participant’s identity, it also tends to reinforce a coherent life story (Pitt & Britzman,
2003). Therefore, research involving the identity of the subject (and the ego) must always be
interpreted in a particular socio-historical context and attentive to the incompleteness of
identities as they are intersubjectively symbolized in language (of the big Other). In addition, the
subject may never be fully satisfied that her or his story has been told because of the gap between
the subject’s desire and the big Other’s desire.
The psychoanalysis of the teacher’s narrative in the fashion illustrated above is not good
research on its own although I find it provocative. Psychoanalysis is interpretation, repeated and
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reprocessed, over time and through multiple narratives and dialogues (Hill, 1997; Kvale, 1999).
Neither a psychoanalyst nor a researcher should articulate an answer, albeit tentative, after the
analysis of only a single response. Nevertheless the possibility for interpretation through
psychoanalytic theory is attractive and it suggests that an interview protocol should allow for the
collection of multiple stories preferably over time.
Brown’s (2008) understanding of Lacan’s work proposes that individuals construct self-
narratives but because these constructions are necessarily (mis)interpreted by others, individuals
must continually refine and reconstruct them. Moreover, in the process of using language to
represent a person’s identity, the identity is altered at the same time; hence, over recurring cycles
of self-narrations the identity changes from what it was in the past. Indeed the process of
identification is always ongoing. Therefore, an interview protocol should not be focused on
obtaining an answer to a single, direct question, such as ‘What motivated you to take up graduate
studies?’ Instead, the interview protocol should provide time for the participants to think about
their responses and re-consider them. The questions should not be direct, but rather consist of
multiple ways of eliciting stories from the participants.
For example, Pitt & Britzman (2003), in their study of ‘difficult knowledge,’ use an
interview protocol that is provided to participants in advance of the interview. Their “purpose in
doing so is to familiarize [participants] with the conceptual geography of the project and to allow
[them] to think about [their] learning and teaching prior to the actual interview” (p. 771). The
researchers ask participants to describe themselves and then discuss any of a variety of ‘thought
prompts’ in the form of ‘think of times when…’ in order to provoke experiences on difficult
knowledge.
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Likewise, I might consider using an interview protocol that asks participants to comment
and reflect on experiences that are parallel, tangent, or orthogonal to my interest in the needs,
demands, desires, drives, and motivations to learn. For the researcher who seeks an ‘answer’
from the researched subject, more may be gained by indirect questioning that produces multiple
narratives so that something of significance emerges (or is found lacking) that challenges and
informs the inquiry.
Who is and what is the role of the researched subject/researcher?
In light of my understanding of identity with respect to Lacanian psychoanalytic theory, I
will conclude by re-considering the relationship between a researcher and a researched subject or
participant. What does it mean to be the researcher or the researched? Is there a clear distinction
or a definite transition where a researcher becomes a research subject?
I will take the researcher and research subject as a binary and consider its deconstruction.
Derrida (1988) insists that deconstruction is neither a method nor a form of analysis or critique.
Likewise, Biesta (2009) observes that deconstructions are continuously occurring and that there
are opportunities to witness them. Hence, if deconstruction is not a method, then at least anyone
interested may “bear witness to events of which the condition of possibility is at the very same
time the condition of impossibility” (p. 394). Nevertheless, despite claims to the contrary,
deconstruction has been taken up as a method. For instance, Lather (1996) describes a double
reading or process of deconstructive moves in her effort to make sense of the issue of
accessible/inaccessible language.
First, I perform an oppositional reading within the confines of a binary system, by reversing the binary accessible/inaccessible. Second, I perform a reflexive reading that questions the inclusions/exclusions, orderings/disorderings, and valuations/revaluations of the first move of reversal, as some effort to reframe the either/or logic that is typical of thinking about the issue at hand. (p. 526).
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Following Lather’s approach to deconstruction, I will first take the binary of
researcher/researched and reverse the normal opposition that privileges the researcher as “the
subject presumed to know” (Felman, 1982, p. 34) and subordinates the researched or the
participants in the study. Second, I will demonstrate that the distinction between the two terms is
permeable, thus, to be the researched is to be the researcher and to be the researcher is to be the
researched. That is to say, the conditions of being a researcher require one to also be a research
subject.
Researcher/researched is an unequal binary where we, as researchers, are interested in
studying researched subjects. In this binary, it is assumed that being the researcher is dominant
or more powerful in relation to the researched. For instance, in our culture we tend to talk
positively about the researcher by associating it with academic accomplishment, expertise, and
agency. It becomes apparent that the role of the researcher is typically discussed in relation to
actively finding or discovering something in the (passive) participant. In other words, the
researched subject is the object of study for the researcher.
What is a researched subject and how might she or he be repositioned in the primary role
of the binary? The participant is the source of ‘data’ collected by the investigator. Therefore, in
some way the researched subject possesses something vital to the research process. Without the
participant(s) the study could not be undertaken and new understandings could not be
constructed. That is to say, the participant in the study has the answer for the researcher
although she or he does not necessarily know what it is or what it means for the researcher. In
addition, if the research subject becomes aware of her or his importance, she or he may then
realize the possibility of becoming simultaneously the researched and the researcher. For
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instance, in various forms of action research, the participants pursue their own interests and
research questions.
Felman (1982) suggests an analogous deconstruction of the analyst/analysand and the
teacher/learner binaries:
The analysand is qualified to be an analyst as of the point at which he understands his own analysis to be inherently unfinished, incomplete, as of the point, that is, at which he settles into his own didactic analysis – or his own analytical apprenticeship – as fundamentally interminable. It is, in other words, as of the moment the student recognizes that learning has no term, that he can himself become a teacher, assume the position of the teacher. But the position of the teacher is itself the position of the one who learns, of the one who teaches nothing other than the way he learns. The subject of teaching is interminably – a student; the subject of teaching is interminably – a learning. (p. 37)
Similarly, while the researched subjects may begin their participation in the study by believing,
through the discourse invoked by the researcher and the academy, that the researcher is “the one
presumed to know,” the participants might eventually believe in their own abilities as researchers
through their involvement with the study. They may seek to be recognized as co-investigators or
exert some degree of agency by actively engaging the research process, influencing the
interpretation and re-presentation of the “data,” and questioning the other (researcher).
What is a researcher and how might she or he be repositioned as secondary in the binary?
In one sense, based on the stereotype of the scientist, a researcher initiates, conceptualizes, and
plans a study or investigation. She or he identifies and recruits research subjects and collects
pertinent data using appropriate methods. Then the researcher is responsible for interpreting the
data, drawing conclusions, identifying further questions and considerations, and communicating
the results to interested communities. On the other hand, although the researcher may be the
expert, she or he is searching for answers to questions she or he does not fully comprehend.
Prior to wanting to do research, ‘experts’ must first realize they do not know something in order
to conceive of and conduct research. Researchers must accept their reliance on research subjects
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for ‘data’ that will help answer their questions. Consequently, the researchers’ work is
contingent upon the participants.
Felman (1982) illustrates the researcher’s dependence on the researched in her
explication of the analyst’s role as “a student of the patient’s knowledge” (p. 33):
so the analyst precisely must be taught by the analysand's unconscious. It is by structurally occupying the position of the analysand's unconscious, and by thus making himself a student of the patient's knowledge, that the analyst becomes the patient's teacher – makes the patient learn what would otherwise remain forever inaccessible to him. For teaching to be realized, for knowledge to be learnt, the position of alterity is therefore indispensable: knowledge is what is already there, but always in the Other. Knowledge, in other words, is not a substance but a structural dynamic: it is not contained by any individual but comes about out of the mutual apprenticeship between two partially unconscious speeches which both say more than they know. Dialogue is thus the radical condition of learning and of knowledge, the analytically constitutive condition through which ignorance becomes structurally informative; knowledge is essentially, irreducibly dialogic. (p. 33)
In this passage, not only does Felman reposition the analyst as the learner and the analysand’s
unconscious as the teacher, but further explains the dialogic essence of knowledge. Knowledge
is formed from “the mutual apprenticeship between two partially unconscious speeches which
both say more than they know” (p. 33). The understanding of the research subject is inaccessible
without dialogue with the researcher. At the same time, the researcher requires the participant
(Other) to say something surprising which the researcher does not already understand. Whether
it is the analysand/analyst or the researched/researcher, the two positions in the binary are neither
distinct nor separate. There cannot be a researcher without a research subject (or a research
subject without a researcher). Therefore, the conditions that constitute a researcher
simultaneously constitute a research subject.
For instance, in this paper, I am not only a writer/researcher but a text/subject. I am not
so much reporting what I already know but am continuously in the process of getting to know.
As I write and rewrite sections of this paper, my understanding changes as well. At the same
time, my identification shifts. My interpretation of my story is entangled with my understanding 12
of psychoanalytic theory. Every reading of a text elicits, reinforces, or conceals different
thoughts; new possibilities of thinking through psychoanalysis become clear while other
possibilities fade.
In summary, my work to this point strongly suggests that studying the relationship
between research and psychoanalysis can be productive. For example, I can see that
psychoanalytic theory is compatible with narrative inquiry, autobiography, self-study, and
varieties of action research where the role of the researcher admittedly overlaps with the role of
the research subject/participant/co-investigator. These forms of research appreciate the shifting,
intersubjective construction of identity and interpretation.
In my interest in studying teachers’ desire to learn, I intend to use some form of action
research. I hope to use psychoanalytic theory to further understand and clarify the identities of
the researcher and the participants. Some further questions include: To what extent is research
comparable to psychoanalysis? Is the research interview analogous to Lacan’s ‘Discourse of the
Analyst’ or one of the other forms of discourse? How is the ‘gaze’ of the researcher apparent
and is it possible for the participants to also have the ‘gaze’?
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