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    Clinical Research and Development

    in the Pharmaceutical andBiotechnology Industry

    Robert Anderson, MHA, CCRA, CCRCP

    Director, Clinical Trials AdministrationThe CRA Training Institute, Houston

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    Objectives

    To understand the drug developmentprocess

    To understand the phases and components

    of the clinical research process To appreciate the history behind the

    regulations in the clinical development

    process

    To understand the current regulations

    involved with the clinical research process

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    Healthcare Industry Players

    PharmaceuticalIndustry

    Patient

    Care

    Physician

    Hospital

    Insurance

    Company

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    Drug Discovery Process

    Compound

    Selection

    Proof of Concept

    Outcome2 4 Years

    4 7 Years

    Marketing

    Introduction

    *Key variable guiding

    development time

    Target Selection

    Target Validation

    & lead

    optimization

    Proof of Concept

    Clinical Trials

    Pre-clinical

    Phase

    Clinical Phases I, II

    III, IIIB*

    Drug

    Registration

    FDA Approval

    Marketing

    (Phase IV

    Clinical Trials)

    (5,000 10,000) (250)

    (5)(1)

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    Clinical Trials: What Are They?

    An organized research study designed to

    investigate new methods of preventing,

    detecting, diagnosing, or treating an illness

    or disease (such as cancer).

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    The Players in Clinical Research

    SponsorInvestigator

    SitePatient

    CRO

    SMO

    IRB

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    Clinical Trials Process and

    Associated Regulatory Process

    Phase IIIPre-NDA

    Meeting

    Phase

    IVFile NDA Drug

    Approval

    Pre-IND Meeting

    IND Application

    Phase

    I

    Phase

    II

    Phase II

    End of Phase II

    Meeting

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    What is Involved in a Clinical Trial?

    File IND application

    Develop protocol

    Submit to FDA for comment or

    no action

    Select investigational sites

    based on # of patients

    needed for the study

    Regulatory requirements for

    each trial at each site

    1571 or 1572

    PIs CV

    Financial disclosure forms

    Informed consent

    IRB approval

    Initiate site(s)

    Sites enroll patients

    Write study report

    Patients cycle through study

    Capture: Adverse events, vital

    signs, study drug adherence,

    QOL questionnaires captured

    on Case Report Forms

    Patients exit study

    Data collected and cleaned

    Sites closed

    Add study to NDA

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    Clinical Trials Benefits & Risks

    Possible Benefits of Trials Possible Risks of Trials Having access to potentially more

    effective therapies than those currently

    available

    Receiving quality medical care from

    leading physicians

    Being closely monitored for possiblenegative effects

    Sometimes receiving treatment at a

    reduced rate or free of charge

    Helping to further new research that may

    result in significant medical advances

    For patients in cancer therapy trialsassigned to control groups, they still

    receive the top standard therapy available

    today

    Patients may not receive the therapy

    under investigation (may receive a

    placebo inactive pill instead)

    The new therapy may not be more

    effective than the standard, thoroughly

    tested therapy In Phase I trails, not knowing the safety

    consequences of the new therapy (risk is

    less in Phase III trials)

    New therapy may have unexpected,

    possibly severe side effects or may be

    less effective than standard of care Insurance companies may not cover all

    costs of clinical trials

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    Clinical Trial Standard Language

    Protocol The planned course of action for the clinical trial. The protocol is

    established prior to the start of the trial and states the number of

    participants, eligibility requirements, agents that will be used,

    dosages, duration, how data is collected, etc.

    Investigator A researcher in a clinical trial.

    Sponsor The part of parties responsible for funding the clinical trial.

    InstitutionalReview Board

    (IRB)

    An independent board of scientists, physicians, and nurses whoreview the clinical trial protocol to ensure patient safety.

    Informed Consent A patients decision to participate in the clinical trial after being

    informed of the potential benefits and risks of participation.

    Participants may withdraw their consent at any time and leave the

    trial.

    Double blind Term used to describe a clinical trial in which neither the patient nor

    the researcher knows which agents are being administered to

    which patients. This helps prevent bias.

    Invention group The group of participants receiving the new preventive or treatment

    agent that is being evaluated in the clinical trial.

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    Clinical Trial Standard Language, continued

    Control group The group of participants receiving a standard treatment or placebo

    (see below) that is being compared to the new agent in the clinical

    trial.

    Randomization Assigning participants by chance to either the intervention group or

    the control group. Randomization is often done with a computer.

    Placebo An inactive substance that may be given to participant sin a clinicaltrial. Sometimes called a sugar pill.

    Follow-up Monitoring of participants for a specified time after the clinical trial

    is completed.

    Prospective study A study of a group of patients that is conducted as they are

    undergoing a treatment or preventive measure.

    Retrospective

    study

    A study of a group of patients after they have already undergone a

    treatment or preventive measure. Recall bias, unintentional

    inaccurate reporting of certain information, can sometimes

    influence a retrospective study.

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    Regulations often result in response to abuse of humanresearch subjects and concerns about the validity of dataand conclusions from clinical trials.

    The primary vehicles for human subject protection areIRBs and informed consent.

    The Declaration of Helsinki and the Belmont Report arecritical documents for the protection of human subjects inresearch.

    The FDA, by means of PDUFA and FDAMA, has madesignificant gains in speeding the process of making new

    drugs available for patients who need them. Current problems with clinical trials and trial oversight

    may well lead to increased regulation.

    History Behind Regulations of Clinical Trials

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    The FDA regulations pertaining to clinical trialsare found in 21 CFR Parts 11, 50, 54, 56, 312and 314.

    The ICH Guidelines for Good Clinical Practice

    should be followed in clinical trials. The FDA publishes many guidelines and

    information sheets pertaining to the appropriateconduct of clinical trials.

    Good clinical practices are the ethical andclinical standard for designing, conducting,analyzing, monitoring and reporting on clinicaltrials.

    Regulations for Clinical Trials

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    Health Outcomes

    Health outcomes studies examine the clinical, economic and quality-of-life outcomes of pharmacotherapy.

    Health outcomes research expands upon the FDA-mandated efficacyand safety endpoints to give a fuller picture of the outcomesexperienced by a patient. It is a relatively new discipline that combinesa number of fields of study, including medicine, epidemiology, statistics,

    economics and psychometrics. Early in development, companies may be interested in documenting the

    epidemiology and cost burden of a particular disease state.

    As a compound moves through to Phase II and II, behavioral,humanistic and economic endpoints may be incorporated intoregistration trials.

    Concurrently, economic models may be created to quantify theeconomic benefit of the new therapy.

    Once a compound is launched, a variety of research services may beutilized, including registries, Phase IIIb/IV comparative studies andclaims analyses.

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    Other Issues in the Clinical Research

    Process

    National Institutes of Health

    Special populations

    Data Safety Monitoring Boards Orphan drugs